Filing Details
- Accession Number:
- 0001491877-12-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 16:27:32
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 16:27:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 827809 | Qlt Inc | QLTI | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1369220 | R Alexander Lussow | C/O Qlt Inc. 887 Great Northern Way, Suite 101 Vancouver A1 V5T 4T5 | Sr. Vp, Bus. Dev. & Comm. Op. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-28 | 5,000 | $3.76 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-28 | 5,000 | $7.88 | 20,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-28 | 5,000 | $0.00 | 5,000 | $3.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,000 | 2013-05-17 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Price reflects the conversion of Canadian dollars to US dollars based on the exchange rate in effect as of the date of the reportable event.
- The option vested in 36 equal monthly installments, beginning on June 17, 2008.
Billionaire Hedge Funds
