Filing Details

Accession Number:
0001179110-12-016602
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-29 14:21:50
Reporting Period:
2011-11-27
Filing Date:
2012-11-29
Accepted Time:
2012-11-29 14:21:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896156 Ethan Allen Interiors Inc ETH Wood Household Furniture, (No Upholstered) (2511) 061275288
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418784 R David Callen Ethan Allen Drive
Danbury CT 06811
Vp Finance & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-27 1,200 $25.71 3,700 No 4 M Direct
Common Stock Disposition 2012-11-27 1,200 $29.26 2,500 No 4 S Direct
Common Stock Acquisiton 2012-11-27 1,500 $17.60 4,000 No 4 M Direct
Common Stock Disposition 2012-11-27 1,500 $29.24 2,500 No 4 S Direct
Common Stock Acquisiton 2012-11-27 1,875 $11.74 4,375 No 4 M Direct
Common Stock Disposition 2012-11-27 1,875 $29.22 2,500 No 4 S Direct
Common Stock Acquisiton 2012-11-27 500 $19.07 3,000 No 4 M Direct
Common Stock Disposition 2012-11-27 500 $29.27 2,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-11-27 1,200 $0.00 1,200 $25.71
Common Stock Stock Option (right to buy) Disposition 2012-11-27 1,500 $0.00 1,500 $17.60
Comon Stock Stock Option (right to buy) Disposition 2012-11-27 1,875 $0.00 1,875 $11.74
Common Stock Stock Option (right to buy) Disposition 2012-11-27 500 $0.00 500 $19.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-06-20 2018-06-20 No 4 M Direct
0 2009-11-05 2018-11-05 No 4 M Direct
625 2010-11-12 2019-11-12 No 4 M Direct
1,500 2012-07-26 2021-07-26 No 4 M Direct