Filing Details

Accession Number:
0000914317-12-001564
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-11-29 10:55:34
Reporting Period:
2012-11-27
Filing Date:
2012-11-29
Accepted Time:
2012-11-29 10:55:34
Original Submission Date:
2012-11-28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1485001 Oneida Financial Corp. ONFC Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201821 Eric Stickels 182 Main Street
Oneida NY 13421
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-27 948 $11.03 38,012 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 43,820 Indirect By 401k Plan
Common Stock 513 Indirect By Daughter
Common Stock 731 Direct
Common Stock 13,312 Indirect By ESOP
Common Stock 2,765 Indirect By Wife
Common Stock 7,732 Indirect By Wife 401k Plan
Common Stock 4,369 Indirect By Wife ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Onfc Common Stock common stock $10.30 2013-07-24 2022-07-24 20,000 20,000 Direct
Onfc Common Stock common stock $10.30 2013-07-24 2022-07-24 7,500 7,500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-07-24 20,000 20,000 Direct
2022-07-24 7,500 7,500 Indirect
Footnotes
  1. HSA Account
  2. Stock options vest at a rate of 20% per year commencing on July 24, 2013.