Filing Details

Accession Number:
0000769993-12-000626
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-28 19:58:40
Reporting Period:
2012-11-26
Filing Date:
2012-11-28
Accepted Time:
2012-11-28 19:58:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886982 Goldman Sachs Group Inc GS Security Brokers, Dealers & Flotation Companies (6211) 134019460
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1090346 K Gregory Palm C/O Goldman, Sachs &Amp; Co.
200 West Street
New York NY 10282
Executive Vp - General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-11-26 9,191 $78.87 902,833 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-26 4,520 $119.18 898,313 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-26 3,927 $120.31 894,386 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-26 744 $120.68 893,642 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-11-27 9,191 $78.87 902,833 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-27 1,849 $119.01 900,984 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-27 3,127 $119.95 897,857 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-27 4,215 $120.77 893,642 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-11-28 9,191 $78.87 902,833 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-28 4,144 $117.12 898,689 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-28 3,002 $118.12 895,687 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-28 2,045 $119.01 893,642 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2012-11-26 9,191 $0.00 9,191 $78.87
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2012-11-27 9,191 $0.00 9,191 $78.87
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2012-11-28 9,191 $0.00 9,191 $78.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,382 2006-01-02 2012-11-30 No 4 M Direct
9,191 2006-01-02 2012-11-30 No 4 M Direct
0 2006-01-02 2012-11-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 81,906 Indirect See footnote
Common Stock, Par Value $0.01 Per Share 9,514 Indirect See footnote
Footnotes
  1. Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  2. Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  9. Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  10. Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  11. Held through a limited liability company.
  12. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.