Filing Details

Accession Number:
0001140361-12-048958
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-28 17:17:35
Reporting Period:
2012-11-26
Filing Date:
2012-11-28
Accepted Time:
2012-11-28 17:17:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878726 Tuesday Morning Corp TUES Retail-Variety Stores (5331) 752398532
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349005 R Steven Becker 500 Crescent Court
Suite 230
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-26 4,300 $5.74 3,638,535 No 4 P Indirect See Footnotes 2 and 3.
Common Stock Acquisiton 2012-11-27 200 $5.74 3,638,735 No 4 P Indirect See Footnotes 2 and 3.
Common Stock Acquisiton 2012-11-28 200 $5.75 3,638,935 No 4 P Indirect See Footnotes 2 and 3.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes 2 and 3.
No 4 P Indirect See Footnotes 2 and 3.
No 4 P Indirect See Footnotes 2 and 3.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,186 Direct
Footnotes
  1. Represents shares of common stock ("Common Stock"), par value $0.01 per share, of Tuesday Morning Corporation (the "Issuer") directly beneficially owned by Becker Drapkin Management, L.P. ("BD Management") on behalf of a managed account (the "Managed Account") and purchased pursuant to a 10b5-1 plan.
  2. Represents shares of Common Stock directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,379,894 shares), Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (191,517 shares), BD Partners V, L.P. ("BD Partners V") (808,221 shares) and BD Management on behalf of the Managed Account (1,259,303 shares). (continued in Footnote 3).
  3. Mr. Becker may be deemed to beneficially own such shares of Common Stock as he is a co-managing member of BC Advisors, LLC, which is the general partner of BD Management (of which Mr. Becker is a limited partner), and BD Management is the general partner of, and investment manager for, each of Becker Drapkin QP, Becker Drapkin, L.P. and BD Partners V. BD Management is also the investment manager for the Managed Account. Mr. Becker disclaims beneficial ownership in such shares of Common Stock except to the extent of his pecuniary interest therein.
  4. Represents shares of restricted stock, 8,886 shares of which have vested and 8,300 shares which vest on November 4, 2013. All of such shares were granted pursuant to the Tuesday Morning Corporation 2004 Long-Term Equity Incentive Plan.