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Home > Insider Trading > Filing (0001181431-12-060873)

Filing Details

Accession Number:
0001181431-12-060873
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-28 17:01:50
Reporting Period:
2012-11-26
Filing Date:
2012-11-28
Accepted Time:
2012-11-28 17:01:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032793 Iii B Mortimer Fuller 66 Field Point Road
Greenwich CT 06830		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-26 22 $42.99 17,266 No 4 M Direct
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-26 583 $31.82 17,849 No 4 M Direct
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-26 5,069 $31.38 22,918 No 4 M Direct
Class A Common Stock, $0.01 Par Value Disposition 2012-11-26 5,674 $73.26 17,244 No 4 S Direct
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-27 36 $42.99 17,280 No 4 M Direct
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-27 30,075 $39.08 47,355 No 4 M Direct
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-27 3,980 $22.98 51,335 No 4 M Direct
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-27 3,978 $20.89 55,313 No 4 M Direct
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-27 4,949 $28.92 60,262 No 4 M Direct
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-27 5,182 $31.12 65,444 No 4 M Direct
Class A Common Stock, $0.01 Par Value Disposition 2012-11-27 17,124 $72.63 48,320 No 4 S Direct
Class A Common Stock, $0.01 Par Value Disposition 2012-11-27 30,576 $73.25 17,744 No 4 S Direct
Class A Common Stock, $0.01 Par Value Disposition 2012-11-27 500 $74.31 17,244 No 4 S Direct
Class A Common Stock, $0.01 Par Value Acquisiton 2012-11-28 2,500 $42.99 19,744 No 4 M Direct
Class A Common Stock, $0.01 Par Value Disposition 2012-11-28 2,500 $72.20 17,244 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy) Disposition 2012-11-26 22 $0.00 22 $42.99
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy) Disposition 2012-11-26 583 $0.00 583 $31.82
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy) Disposition 2012-11-26 5,069 $0.00 5,069 $31.38
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy) Disposition 2012-11-27 36 $0.00 36 $42.99
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy) Disposition 2012-11-27 30,075 $0.00 30,075 $39.08
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy) Disposition 2012-11-27 3,980 $0.00 3,980 $22.98
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy) Disposition 2012-11-27 3,978 $0.00 3,978 $20.89
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy Disposition 2012-11-27 4,949 $0.00 4,949 $28.92
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy Disposition 2012-11-27 5,182 $0.00 5,182 $31.12
Class A Common Stock, $0.01 Par Value Stock Option (Right to Buy Disposition 2012-11-28 2,500 $0.00 2,500 $42.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,536 2013-05-26 No 4 M Direct
0 2014-05-28 No 4 M Direct
0 2014-08-30 No 4 M Direct
2,500 2013-05-26 No 4 M Direct
0 2013-05-26 No 4 M Direct
0 2014-02-26 No 4 M Direct
0 2014-02-26 No 4 M Direct
0 2014-05-28 No 4 M Direct
0 2014-11-29 No 4 M Direct
0 2013-05-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, $0.01 Par Value 5,956 Indirect By wife
Class B Common Stock, $0.01 Par Value 1,124,863 Direct
Class B Common Stock, $0.01 Par Value 5,748 Indirect By wife
Class B Common Stock, $0.01 Par Value 98,675 Indirect By Grantor Retained Annuity Trust
Footnotes
  1. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  2. Represents the weighted average sales price for the price increments ranging from $73.08 to $73.48.
  3. Represents the weighted average sales price for the price increments ranging from $71.97 to $72.96.
  4. Represents the weighted average sales price for the price increments ranging from $72.97 to $73.95.
  5. Represents the weighted average sales price for the price increments ranging from $74.01 to $74.50.
  6. Represents the weighted average sales price for the price increments ranging from $71.74 to $72.60.
  7. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
  8. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
  9. These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.
  10. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested on May 27, 2011.
  11. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested on February 27, 2012.
  12. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning February 27, 2010.
  13. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested on May 27, 2011.
  14. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning May 27, 2009.
  15. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in two installments beginning February 27, 2011.
  16. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in two installments beginning February 27, 2010.
  17. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning February 27, 2010.
  18. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning February 27, 2010.
  19. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested on May 27, 2011.
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