Filing Details

Accession Number:
0001181431-12-060800
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-28 15:31:50
Reporting Period:
2010-12-29
Filing Date:
2012-11-28
Accepted Time:
2012-11-28 15:31:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1064015 Ameritrans Capital Corp AMTC () 522102424
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1320441 C Robert Ammerman C/O Capital Resource Partners
31 State Street
Boston MA 02109
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2010-12-29 1,409 $9.03 49,206 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2010-12-29 9,391 $9.03 13,091 No 4 P Direct
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2010-12-30 39 $9.03 49,245 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2010-12-30 261 $9.03 13,352 No 4 P Direct
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-01-05 200 $9.03 13,552 No 4 P Direct
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-01-05 1,500 $9.03 50,745 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-01-05 52 $9.03 50,797 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-01-05 348 $9.03 13,900 No 4 P Direct
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-01-07 5,000 $9.02 18,900 No 4 P Direct
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-01-11 50 $9.00 18,950 No 4 P Direct
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-01-19 4,950 $9.00 23,900 No 4 P Direct
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-02-01 100 $9.00 24,000 No 4 P Direct
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-02-01 400 $9.00 51,197 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-03-01 300 $9.50 51,497 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-03-10 700 $9.50 52,197 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-03-11 1,080 $9.50 53,277 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-03-22 300 $9.25 53,577 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-04-06 200 $9.30 53,777 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-04-07 2,600 $9.30 56,377 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-04-08 820 $9.30 57,197 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-06-21 800 $9.50 57,997 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-06-23 3,077 $9.50 61,074 No 4 P Indirect See Footnote
9 3/8% Cumulative Participating Redeemable Preferred Stock Acquisiton 2011-10-06 432 $5.00 61,506 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
  3. Shares held indirectly are held by the reporting person's IRA and by his foundation.