Filing Details

Accession Number:
0001209191-12-054768
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-28 14:12:58
Reporting Period:
2012-11-26
Filing Date:
2012-11-28
Accepted Time:
2012-11-28 14:12:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071625 Dover Saddlery Inc DOVR Retail-Miscellaneous Shopping Goods Stores (5940) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344346 G William Schmidt 525 Great Rd
Littleton MA 01460
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-26 2,644 $1.24 25,250 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2012-11-26 2,644 $1.24 2,644 $1.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
81,269 2012-11-21 2018-11-20 No 4 C Direct
Footnotes
  1. Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Option to purchase a total of 2,544 shares of common stock, as reported in Table II.
  2. Reflects total outstanding Incentive Stock Options held by this reporting person as of 11/28/2012.