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Home > Insider Trading > Filing (0001209191-12-054602)

Filing Details

Accession Number:: 0001209191-12-054602
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-27 15:34:53
Reporting Period:: 2012-11-23

Filing Date:: 2012-11-27
Accepted Time:: 2012-11-27 15:34:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Financial Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1405364	L Stephanie Brown	C/O Lpl Financial Holdings Inc. 75 State Street, 24Th Floor Boston MA 02109	Md & General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-11-23	32,056	$27.00	584,419	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2012.