Filing Details

Accession Number:
0001246360-12-004529
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-27 15:00:17
Reporting Period:
2012-11-26
Filing Date:
2012-11-27
Accepted Time:
2012-11-27 15:00:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305128 M John Miller 1201 South Second Street
Milwaukee WI 53204
Vp And Chief Ip Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-26 1,750 $56.36 10,490 No 4 M Direct
Common Stock Acquisiton 2012-11-26 4,250 $63.59 14,740 No 4 M Direct
Common Stock Acquisiton 2012-11-26 4,550 $68.04 19,290 No 4 M Direct
Common Stock Acquisiton 2012-11-26 9,300 $29.37 28,590 No 4 M Direct
Common Stock Disposition 2012-11-26 18,100 $79.00 10,490 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-26 1,750 $0.00 1,750 $56.36
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-26 4,250 $0.00 4,250 $63.59
Common Stock Employee Stock Option(Right to Buy) Disposition 2012-11-26 4,550 $0.00 4,550 $68.04
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-26 9,300 $0.00 9,300 $29.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-11-07 2015-11-07 No 4 M Direct
1,550 2007-12-06 2016-12-06 No 4 M Direct
1,450 2008-12-05 2017-12-05 No 4 M Direct
3,400 2009-12-03 2018-12-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 51 Indirect By Savings Plan
Footnotes
  1. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2012.
  2. 1,360 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.