Filing Details
- Accession Number:
- 0001209191-12-054593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-27 14:05:36
- Reporting Period:
- 2012-11-23
- Filing Date:
- 2012-11-27
- Accepted Time:
- 2012-11-27 14:05:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191177 | Jr A John Pratt | C/O 21 Scarsdale Road Yonkers NY 10707 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-01-24 | 1,302 | $0.00 | 0 | No | 5 | W | Indirect | by Spouse IRA |
| Common Stock | Acquisiton | 2012-01-24 | 1,302 | $0.00 | 6,979 | No | 5 | W | Indirect | by IRA |
| Common Stock | Disposition | 2012-02-15 | 9,605 | $0.00 | 0 | No | 5 | J | Indirect | by Profit Sharing Plan |
| Common Stock | Acquisiton | 2012-02-15 | 9,605 | $0.00 | 9,605 | No | 5 | J | Indirect | by SEP IRA |
| Common Stock | Disposition | 2012-02-15 | 6,979 | $0.00 | 0 | No | 5 | J | Indirect | by IRA |
| Common Stock | Acquisiton | 2012-02-15 | 6,979 | $0.00 | 16,584 | No | 5 | J | Indirect | by SEP IRA |
| Common Stock | Disposition | 2012-11-12 | 24,222 | $0.00 | 0 | No | 5 | W | Indirect | by Spouse |
| Common Stock | Acquisiton | 2012-11-12 | 24,222 | $0.00 | 24,222 | No | 5 | W | Indirect | by Trust - Co-Trustee |
| Common Stock | Disposition | 2012-11-23 | 7,661 | $14.80 | 8,923 | No | 4 | S | Indirect | by SEP IRA |
| Common Stock | Disposition | 2012-11-26 | 8,623 | $14.68 | 300 | No | 4 | S | Indirect | by SEP IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | W | Indirect | by Spouse IRA |
| No | 5 | W | Indirect | by IRA |
| No | 5 | J | Indirect | by Profit Sharing Plan |
| No | 5 | J | Indirect | by SEP IRA |
| No | 5 | J | Indirect | by IRA |
| No | 5 | J | Indirect | by SEP IRA |
| No | 5 | W | Indirect | by Spouse |
| No | 5 | W | Indirect | by Trust - Co-Trustee |
| No | 4 | S | Indirect | by SEP IRA |
| No | 4 | S | Indirect | by SEP IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 88,458 | Direct | |
| Common Stock | 550 | Indirect | by adult son as custodian |
| Common Stock | 4,400 | Indirect | by spouse of adult son |
| Common Stock | 1,945 | Indirect | by IRA held by spouse of adult son |
Footnotes
- Reporting Person was beneficiary of spouse's IRA.
- Transfer of stock from profit sharing plan to SEP IRA.
- Transfer of stock from IRA to SEP IRA.
- Transfer of Spouse of Reporting Person's holdings into a disclaimer trust of which the Reporting Person is a co-trustee and beneficiary.
- Shares held by adult son of Reporting Person as custodian for each of two grandchildren of Reporting Person (275 shares each), all residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership.
- Shares held by spouse of adult son of Reporting Person, both residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership.
- Shares held in an IRA by spouse of adult son of Reporting Person, both residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership.
Billionaire Hedge Funds
