Filing Details

Accession Number:
0001181431-12-060571
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-26 19:36:00
Reporting Period:
2012-11-21
Filing Date:
2012-11-26
Accepted Time:
2012-11-26 19:36:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390816 L Kathy Pape 1025 Laurel Oak Road
Voorhees NJ 08043
President, Pa American Water No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-21 1,775 $21.50 14,707 No 4 M Direct
Common Stock Acquisiton 2012-11-21 2,876 $21.50 17,583 No 4 M Direct
Common Stock Acquisiton 2012-11-21 17,482 $20.70 35,065 No 4 M Direct
Common Stock Disposition 2012-11-21 22,133 $37.21 13,362 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-21 1,775 $0.00 1,775 $21.50
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-21 2,876 $0.00 2,876 $21.50
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-21 17,482 $0.00 17,482 $20.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
68,833 2013-12-31 No 4 M Direct
65,957 2014-12-31 No 4 M Direct
48,475 2015-12-31 No 4 M Direct
Footnotes
  1. The Option Award granted on April 22, 2008, representing a right to purchase a total of 10,034 shares at $21.50, became exercisable on January 1, 2010.
  2. The Option Award granted on April 22, 2008, representing a right to purchase a total of 11,295 shares at $21.50, became exercisable on January 1, 2011.
  3. The Option Award granted on February 20, 2009, representing a right to purchase a total of 20,177 shares at $20.70, vested in three equal installments on January 1, 2010, 2011 and 2012.