Filing Details
- Accession Number:
- 0001127602-12-031901
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 20:21:44
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 20:21:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 104169 | Wal Mart Stores Inc | WMT | Retail-Variety Stores (5331) | 710415188 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1349347 | S William Simon | 702 S.w. 8Th Street Bentonville AR 72712-0215 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-19 | 12,674 | $45.64 | 247,306 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-19 | 16,759 | $47.26 | 264,065 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-19 | 24,019 | $69.02 | 240,046 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-11-19 | 21,632 | $68.71 | 218,414 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-11-19 | 12,674 | $0.00 | 12,674 | $45.64 |
| Common Stock | Stock Options | Disposition | 2012-11-19 | 16,759 | $0.00 | 16,759 | $47.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-04-25 | No | 4 | M | Direct | |
| 0 | 2017-03-11 | No | 4 | M | Direct |
Footnotes
- These shares were acquired by the Reporting Person upon exercise of stock options as reported on the preceding two lines of this Form 4 but were withheld by the Issuer in satisfaction of the Reporting Person's obligation to pay the exercise price of the option and related tax withholding obligations. The Reporting Person retained ownership of the remaining shares issued upon the exercise of the options.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.70 to $68.72, inclusive. The Reporting Person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- These options are exercisable in five equal installments beginning on April 27, 2007.
- These options are exercisable in five equal installments beginning on March 12, 2008.
Billionaire Hedge Funds
