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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-11-21 19:26:31
Reporting Period:
Filing Date:
Accepted Time:
2012-11-21 19:26:31
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
874761 Aes Corp AES Cogeneration Services & Small Power Producers (4991) 541163725
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1286143 Elizabeth Hackenson 4300 Wilson Boulevard
Arlington VA 22203
Sr. Vp And Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-20 10,000 $9.89 36,828 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,588 Indirect 401(k)
  1. The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions within a price range from $9.875 to $9.920, inclusive. The reporting person undertakes to provide to The AES Corporation, any security holder of The AES Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 in this Form 4.
  2. Since Ms. Hackenson's last filing submitted on July 5, 2012, she acquired 23 shares of AES Common stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated November 19, 2012.