Filing Details

Accession Number:
0001119517-12-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-21 18:05:21
Reporting Period:
2012-11-19
Filing Date:
2012-11-21
Accepted Time:
2012-11-21 18:05:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1129260 Vocera Communications Inc. VCRA Communications Equipment, Nec (3669) 943354663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937889 Associates Venrock C/O Venrock
3340 Hillview Ave.
Palo Alto CA 94304
No No Yes No
1119517 Venrock Associates Iii Lp C/O Venrock
3340 Hillview Ave.
Palo Alto CA 94304
No No Yes No
1141515 Venrock Entrepreneurs Fund Iii Lp C/O Venrock
3340 Hillview Ave.
Palo Alto CA 94304
No No Yes No
1239246 Vef Management Iii Llc C/O Venrock
3340 Hillview Ave.
Palo Alto CA 94304
No No Yes No
1239247 Venrock Management Iii Llc C/O Venrock
3340 Hillview Ave.
Palo Alto CA 94304
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-19 686,000 $0.00 2,351,584 No 4 J Indirect By Funds
Common Stock Acquisiton 2012-11-19 3,833 $0.00 2,355,417 No 4 J Indirect By Funds and LLC
Common Stock Disposition 2012-11-20 14,000 $24.96 2,341,417 No 4 S Indirect By Funds and LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Funds
No 4 J Indirect By Funds and LLC
No 4 S Indirect By Funds and LLC
Footnotes
  1. On November 19, 2012, Venrock Associates III, L.P. ("VA3") and Venrock Associates, L.P. ("VA" and together with VA3, the "Venrock Funds") distributed an aggregate of 686,000 shares of the common stock of the Issuer to their respective partners pro rata based on their respective interests in the Venrock Funds (the "Distribution").
  2. Following the Distribution, the shares held by VA3, VA and Venrock Entrepreneurs Fund III, L.P. ("VEF3") are as follows: 1,870,069 shares held by VA3, 420,764 shares held by VA and 60,751 shares held by VEF3.
  3. Venrock Management III, LLC ("VM3") and VEF Management III, LLC ("VEFM3") are the sole general partners of VA3 and VEF3, respectively, and may be deemed to beneficially own the shares held by VA3 and VEF3, respectively. VM3 and VEFM3 expressly disclaim beneficial ownership over all shares held by VA3 and VEF3, respectively, except to the extent of their indirect pecuniary interests therein.
  4. In the Distribution, VM3 received 3,833 shares. For VM3, this represents a change in form of ownership from indirect to direct but does not represent a change in beneficial ownership.
  5. Represents an aggregate of 1,870,069 shares held by VA3, 420,764 shares held by VA, 46,751 shares held by VEF3 and 3,833 shares held by VM3.