Filing Details
- Accession Number:
- 0001534158-12-000214
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 17:08:47
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 17:08:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364036 | E Michael Kahler | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Svp, Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-20 | 56,700 | $9.02 | 139,476 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-20 | 38,808 | $19.57 | 100,668 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-11-20 | 20,109 | $19.51 | 80,559 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-11-20 | 56,700 | $0.00 | 56,700 | $9.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-25 | No | 4 | M | Direct |
Footnotes
- The sale price is a weighted average for the sale transactions. The sale prices range from a low of $19.35 per share to a high of $19.79 per share. Full information regarding the number of shares purchased at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vests at a market price of $7.50 per share; an additional 1/3 vests at a market price of $8.50 per share; and the remaining 1/3 vests at a market price of $10.00 per share; provided, however, that no vesting will occur sooner than one year from the grant date of May 25, 2006.
Billionaire Hedge Funds
