Filing Details

Accession Number:
0001054374-12-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-21 16:08:53
Reporting Period:
2012-11-19
Filing Date:
2012-11-21
Accepted Time:
2012-11-21 16:08:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362603 F Thomas Lagatta 5300 California Avenue
Irvine CA 92617
Executive Vp, Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-11-19 25,000 $13.33 212,556 No 4 M Direct
Class A Common Stock Disposition 2012-11-19 25,000 $31.26 187,556 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class A common stock Disposition 2012-11-19 25,000 $0.00 25,000 $13.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-18 No 4 M Direct
Footnotes
  1. Such transaction was executed in multiple trades at prices ranging from $31.25 to $31.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes (i) 60,565 shares that are held as Class A common stock and (ii) 126,991 shares in the form of RSUs that will entitle the Reporting Person to receive one share of Class A common stock per RSU.
  3. All shares subject to such option are vested and immediately exercisable.