Filing Details

Accession Number:
0001104659-12-079614
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-21 16:05:46
Reporting Period:
2012-11-19
Filing Date:
2012-11-21
Accepted Time:
2012-11-21 16:05:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1167178 A123 Systems Inc. AONE Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 043583876
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1520778 J. Eric Pyenson C/O A123 Systems, Inc.
200 West Street
Waltham MA 02451
Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-19 1,237 $0.09 146,391 No 4 S Direct
Common Stock Disposition 2012-11-20 1,563 $0.09 144,828 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. Includes 146,391 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
  3. Includes 144,828 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.