Filing Details

Accession Number:
0000845877-12-000172
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-20 20:53:29
Reporting Period:
2012-11-16
Filing Date:
2012-11-20
Accepted Time:
2012-11-20 20:53:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845877 Federal Agricultural Mortgage Corp AGM Federal & Federally-Sponsored Credit Agencies (6111) 521578738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250219 G Jerome Oslick C/O Farmer Mac
1999 K Street Nw, 4Th Floor
Washington DC 20006
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Non-Voting Common Stock Acquisiton 2012-11-16 8,584 $22.40 20,884 No 4 M Direct
Class C Non-Voting Common Stock Disposition 2012-11-16 8,584 $31.00 12,300 No 4 S Direct
Class C Non-Voting Common Stock Acquisiton 2012-11-19 10,091 $26.36 22,391 No 4 M Direct
Class C Non-Voting Common Stock Disposition 2012-11-19 10,091 $32.00 12,300 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Non-Voting Common Stock Stock Option Disposition 2012-11-16 8,584 $22.40 8,584 $22.40
Class C Non-Voting Common Stock Stock Option Disposition 2012-11-19 10,091 $26.36 10,091 $26.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-06-05 2013-06-05 No 4 M Direct
0 2007-05-31 2016-06-01 No 4 M Direct
Footnotes
  1. This report reflects (on Table I) (i) the acquisition of 8,584 shares of Class C Non-Voting Common Stock through the partial exercise of a previously unexercised employee stock option acquired by the reporting person in June 2003 pursuant to former Rule 16b-3; (ii) the sale of 8,584 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the partial exercise of the June 2003 employee stock option. The exercise of the June 2003 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
  2. Includes 6,000, 3,300, and 3,000 shares of restricted stock granted to Mr. Oslick pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2013, March 31, 2014, and March 31, 2015, respectively, if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement.
  3. Transaction pursuant to plan under Rule 10b5-1.
  4. This report reflects (on Table I) (i) the acquisition of 10,091 shares of Class C Non-Voting Common Stock through the exercise of a previously unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 10,091 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
  5. Exercisable beginning June 2003 with respect to 8,583 shares, beginning May 31, 2004 with respect to 8,583 shares, and beginning May 31, 2005 with respect to 8,584 shares.
  6. Exercisable beginning May 31, 2007 with respect to 3,363 shares, beginning May 31, 2008 with respect to 3,364 shares, and beginning May 31, 2009 with respect to 3,364 shares.