Filing Details
- Accession Number:
- 0001228379-12-000175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 19:46:02
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 19:46:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1032208 | Sempra Energy | SRE | Gas & Other Services Combined (4932) | 330732627 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301094 | A Mark Snell | 101 Ash St. San Diego CA 92101 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-20 | 6,656 | $36.30 | 58,967 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-20 | 6,656 | $66.50 | 52,311 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-20 | 28,600 | $46.14 | 80,911 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-20 | 28,600 | $66.50 | 52,311 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-20 | 27,300 | $56.77 | 79,611 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-20 | 27,300 | $66.50 | 52,311 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (30,600-1/3/2005) | Disposition | 2012-11-20 | 6,656 | $36.30 | 6,656 | $36.30 |
Common Stock | Employee Stock Option (28,600-1/3/2006) | Disposition | 2012-11-20 | 28,600 | $46.14 | 28,600 | $46.14 |
Common Stock | Employee Stock Option (27,300-1/3/2007) | Disposition | 2012-11-20 | 27,300 | $56.77 | 27,300 | $56.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,372 | Indirect | 401(k) savings plan 11/19/2012 |
Footnotes
- Sold in accordance with an August 16, 2012 (as amended November 9, 2012) written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment.