Filing Details

Accession Number:
0001209191-12-054116
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-20 17:08:28
Reporting Period:
2012-11-16
Filing Date:
2012-11-20
Accepted Time:
2012-11-20 17:08:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1011064 Sunrise Senior Living Inc SRZ Services-Nursing & Personal Care Facilities (8050) 541746596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208541 S Mark Ordan 7900 Westpark Drive
Mclean VA 22102
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-16 24,669 $0.92 251,669 No 4 M Direct
Common Stock Disposition 2012-11-16 24,669 $14.30 227,000 No 4 S Direct
Common Stock Acquisiton 2012-11-19 400,000 $0.92 627,000 No 4 M Direct
Common Stock Disposition 2012-11-19 400,000 $14.31 227,000 No 4 S Direct
Comon Stock Acquisiton 2012-11-20 99,504 $0.92 326,504 No 4 M Direct
Common Stock Disposition 2012-11-20 99,504 $14.31 227,000 No 4 S Direct
Common Stock Acquisiton 2012-11-20 357,041 $0.92 584,041 No 4 M Direct
Common Stock Disposition 2012-11-20 357,041 $14.30 227,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-16 24,669 $0.00 24,669 $0.92
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-19 400,000 $0.00 400,000 $0.92
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-20 456,545 $0.00 456,545 $0.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,166,170 2018-11-13 No 4 M Direct
766,170 2018-11-13 No 4 M Direct
309,625 2018-11-13 No 4 M Direct
Footnotes
  1. These transactions were effected for tax planning purposes.
  2. The reporting person exercised an employee stock option to purchase 24,669 shares at an exercise price of $0.92 per share.
  3. The reporting person exercised an employee stock option to purchase 400,000 shares at an exercise price of $0.92 per share.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.310056, inclusive. The reporting person undertakes to provide to Sunrise Senior Living, Inc. ("Sunrise"), any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  5. The reporting person exercised an employee stock option to purchase 99,504 shares at an exercise price of $0.92 per share.
  6. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.320145, inclusive. The reporting person undertakes to provide to Sunrise, any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
  7. The reporting person exercised an employee stock option to purchase 357,041 shares at an exercise price of $0.92 per share.
  8. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.320016, inclusive. The reporting person undertakes to provide to Sunrise, any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4.
  9. Represents a portion of an employee stock option to purchase 1,500,000 shares granted to the reporting person on November 13, 2008. The employee stock option to purchase 1,500,000 shares vested in three equal installments on November 13, 2009, November 13, 2010 and November 13, 2011.