Filing Details

Accession Number:
0000109380-12-000539
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-20 17:06:20
Reporting Period:
2012-11-16
Filing Date:
2012-11-20
Accepted Time:
2012-11-20 17:06:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
109380 Zions Bancorporation ZION National Commercial Banks (6021) 870227400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184827 L Doyle Arnold One South Main Street, 15Th Floor
Salt Lake City UT 84133-1109
Vice Chairman And No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Floating-Rate Non-Cumulative Perpetual Preferred Acquisiton 2012-11-16 200 $22.49 200 No 4 P Indirect By L&E Arnold Rev Living Trust
Series A Floating-Rate Non-Cumulative Perpetual Preferred Acquisiton 2012-11-16 400 $22.50 600 No 4 P Indirect By L&E Arnold Rev Living Trust
Series A Floating-Rate Non-Cumulative Perpetual Preferred Acquisiton 2012-11-16 400 $22.45 1,000 No 4 P Indirect By L&E Arnold Rev Living Trust
Series A Floating-Rate Non-Cumulative Perpetual Preferred Acquisiton 2012-11-19 200 $22.59 1,200 No 4 P Indirect By L&E Arnold Rev Living Trust
Series A Floating-Rate Non-Cumulative Perpetual Preferred Acquisiton 2012-11-19 300 $22.60 1,500 No 4 P Indirect By L&E Arnold Rev Living Trust
Series A Floating-Rate Non-Cumulative Perpetual Preferred Acquisiton 2012-11-19 500 $22.61 2,000 No 4 P Indirect By L&E Arnold Rev Living Trust
Series A Floating-Rate Non-Cumulative Perpetual Preferred Acquisiton 2012-11-16 100 $22.60 100 No 4 P Direct
Series A Floating-Rate Non-Cumulative Perpetual Preferred Acquisiton 2012-11-16 700 $22.61 800 No 4 P Direct
Series A Floating-Rate Non-Cumulative Perpetual Preferred Acquisiton 2012-11-16 200 $22.62 1,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By L&E Arnold Rev Living Trust
No 4 P Indirect By L&E Arnold Rev Living Trust
No 4 P Indirect By L&E Arnold Rev Living Trust
No 4 P Indirect By L&E Arnold Rev Living Trust
No 4 P Indirect By L&E Arnold Rev Living Trust
No 4 P Indirect By L&E Arnold Rev Living Trust
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
9.50% Series C Non-Cumulative Perpetual Preferred Stock 9.50% Series C Non-Cumulative Perpetual Preferred Stock Disposition 2012-11-19 7 $26.48 7 $0.00
Common Stock Phantom Stock Acquisiton 2012-11-16 1,260 $0.00 1,260 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,050 2012-11-19 No 4 I Direct
23,807 2013-03-31 No 4 A Direct
Footnotes
  1. Each share of phantom stock is the economic equivalent of one share of ZION pref C.
  2. Each share of phantom stock entitled the reporting person to receive, on the date reported, one share of Zions Bancorporation Series C Preferred Stock or the cash value thereof. Prior to payment, the reporting person had the right to transfer the value of his phantom stock account into an alternative investment.
  3. Each unit is the economic equivalent of one share of common stock.
  4. These shares are issuable in respect of restricted stock units that represent a portion of the reporting person's salary, net of withholdings and deduction, and that were issued under the Zions Bancorporation 2005 Stock Option and Incentive Plan. For more information, please see the Current Report 8-K filed by Zions Bancorporation on January 26, 2011. Restricted stock units are 100% vested on the date of grant but are subject to transfer restrictions that lapse beginning on March 31, 2013, and that lapse in full on the reporting person's earlier death. These units will settle in cash payments.
  5. The stock units will be paid in cash increments of 100% as of March 31, 2013.