Filing Details

Accession Number:
0001140361-12-047774
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-16 17:16:11
Reporting Period:
2012-11-16
Filing Date:
2012-11-16
Accepted Time:
2012-11-16 17:16:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884887 Royal Caribbean Cruises Ltd RCL Water Transportation (4400) 980081645
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317448 J Brian Rice Royal Caribbean Cruises Ltd.
1050 Caribbean Way
Miami FL 33132
Vice Chairman & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-16 10,474 $7.27 94,039 No 4 M Direct
Common Stock Acquisiton 2012-11-16 2,137 $25.16 96,176 No 4 M Direct
Common Stock Disposition 2012-11-16 12,611 $33.53 83,565 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-11-16 10,474 $0.00 10,474 $7.27
Common Stock Stock Option (Right to Buy) Disposition 2012-11-16 2,137 $0.00 2,137 $25.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,525 2019-02-10 No 4 M Direct
13,214 2020-02-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000 Indirect By Son
Footnotes
  1. Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2012. The actual sale prices ranged from a low of $33.52 to a high of $33.56. The Reporting person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
  2. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
  3. Immediately.