Filing Details

Accession Number:
0001209191-12-053518
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-16 16:25:04
Reporting Period:
2012-11-14
Filing Date:
2012-11-16
Accepted Time:
2012-11-16 16:25:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1011064 Sunrise Senior Living Inc SRZ Services-Nursing & Personal Care Facilities (8050) 541746596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543891 Laura Mcduffie 7900 Westpark Drive, T-900
Mclean VA 22102
Head Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-14 2,500 $12.07 113,614 No 4 M Direct
Common Stock Disposition 2012-11-14 2,500 $14.33 111,114 No 4 S Direct
Common Stock Acquisiton 2012-11-15 20,000 $1.37 131,114 No 4 M Direct
Common Stock Disposition 2012-11-15 20,000 $14.29 111,114 No 4 S Direct
Common Stock Acquisiton 2012-11-15 10,000 $0.77 121,114 No 4 M Direct
Common Stock Disposition 2012-11-15 10,000 $14.29 111,114 No 4 S Direct
Common Stock Acquisiton 2012-11-15 20,000 $4.35 131,114 No 4 M Direct
Common Stock Disposition 2012-11-15 20,000 $14.29 111,114 No 4 S Direct
Common Stock Acquisiton 2012-11-15 13,333 $3.37 124,447 No 4 M Direct
Common Stock Disposition 2012-11-15 13,333 $14.29 111,114 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2012-11-14 2,500 $0.00 2,500 $12.07
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2012-11-15 20,000 $0.00 20,000 $1.37
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2012-11-15 10,000 $0.00 10,000 $0.77
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2012-11-15 20,000 $0.00 20,000 $4.35
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2012-11-15 13,333 $0.00 13,333 $3.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-11-15 2012-11-15 No 4 M Direct
0 2018-12-23 No 4 M Direct
0 2019-02-25 No 4 M Direct
0 2019-11-04 No 4 M Direct
6,667 2020-11-01 No 4 M Direct
Footnotes
  1. These transactions were effected for tax planning purposes.
  2. The reporting person exercised an employee stock option to purchase 2,500 shares at an exercise price of $12.07 per share.
  3. The reporting person exercised an employee stock option to purchase 20,000 shares at an exercise price of $1.37 per share.
  4. The reporting person exercised an employee stock option to purchase 10,000 shares at an exercise price of $0.77 per share.
  5. The reporting person exercised an employee stock option to purchase 20,000 shares at an exercise price of $4.35 per share.
  6. The reporting person exercised a portion of an employee stock option to purchase 20,000 shares at an exercise price of $3.37 per share.
  7. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.29 to $14.295, inclusive. The reporting person undertakes to provide to Sunrise Senior Living, Inc. ("Sunrise"), any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  8. Represents an employee stock option to purchase 20,000 shares granted to the reporting person on December 23, 2008. The employee stock option to purchase 20,000 shares vested in three equal installments on December 23, 2009, December 23, 2010 and December 23, 2011.
  9. Represents an employee stock option to purchase 10,000 shares granted to the reporting person on February 25, 2009. The employee stock option to purchase 10,000 shares vested in three equal installments on February 25, 2010, February 25, 2011 and February 25, 2012.
  10. Represents an employee stock option to purchase 20,000 shares granted to the reporting person on November 4, 2009. The employee stock option to purchase 20,000 shares vested in three equal installments on November 4, 2010, November 4, 2011 and November 4, 2012.
  11. Represents a portion of an employee stock option to purchase 20,000 shares granted to the reporting person on November 1, 2010. The employee stock option to purchase 20,000 shares vests in three equal installments on November 1, 2011, November 1, 2012 and November 1, 2013.