Filing Details
- Accession Number:
- 0001209191-12-053501
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-16 16:09:33
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2012-11-16
- Accepted Time:
- 2012-11-16 16:09:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1011064 | Sunrise Senior Living Inc | SRZ | Services-Nursing & Personal Care Facilities (8050) | 541746596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501357 | David Haddock | 7900 Westpark Drive Mclean VA 22102 | General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-11-15 | 45,388 | $14.29 | 74,033 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-15 | 16,667 | $1.37 | 90,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-15 | 16,667 | $14.29 | 74,033 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-15 | 6,667 | $0.77 | 80,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-15 | 6,667 | $14.29 | 74,033 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-15 | 20,000 | $4.35 | 94,033 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-15 | 20,000 | $14.29 | 74,033 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-15 | 16,667 | $0.00 | 16,667 | $1.37 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-15 | 6,667 | $0.00 | 6,667 | $0.77 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-15 | 20,000 | $0.00 | 20,000 | $4.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-23 | No | 4 | M | Direct | |
| 0 | 2019-12-25 | No | 4 | M | Direct | |
| 0 | 2019-11-04 | No | 4 | M | Direct |
Footnotes
- These transactions were effected for tax planning purposes.
- The reporting person exercised an employee stock option to purchase 16,667 shares at an exercise price of $1.37 per share.
- The reporting person exercised an employee stock option to purchase 6,667 shares at an exercise price of $0.77 per share.
- The reporting person exercised an employee stock option to purchase 20,000 shares at an exercise price of $4.35 per share.
- Represents a portion of an employee stock option to purchase 50,000 shares granted to the reporting person on December 23, 2008. The employee stock option to purchase 50,000 shares vested in three equal installments on December 23, 2009, December 23, 2010 and December 23, 2011.
- Represents a portion of an employee stock option to purchase 20,000 shares granted to the reporting person on February 25, 2009. The employee stock option to purchase 20,000 shares vested in three equal installments on February 25, 2010, February 25, 2011 and February 25, 2012.
- Represents a portion of an employee stock option to purchase 30,000 shares granted to the reporting person on November 4, 2009. The employee stock option to purchase 30,000 shares vested in three equal installments on November 4, 2010, November 4, 2011 and November 4, 2012.
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