Filing Details

Accession Number:
0001209191-12-053498
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-16 16:07:40
Reporting Period:
2012-11-14
Filing Date:
2012-11-16
Accepted Time:
2012-11-16 16:07:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1011064 Sunrise Senior Living Inc SRZ Services-Nursing & Personal Care Facilities (8050) 541746596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208541 S Mark Ordan 7900 Westpark Drive
Mclean VA 22102
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-14 21,697 $0.92 248,697 No 4 M Direct
Common Stock Disposition 2012-11-14 21,697 $14.30 227,000 No 4 S Direct
Common Stock Acquisiton 2012-11-15 62,464 $0.92 289,464 No 4 M Direct
Common Stock Disposition 2012-11-15 62,464 $14.30 227,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-14 21,697 $0.00 21,697 $0.92
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-15 62,464 $0.00 62,464 $0.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,253,303 2009-11-13 2018-11-13 No 4 M Direct
1,190,839 2009-11-13 2018-11-13 No 4 M Direct
Footnotes
  1. These transactions were effected for tax planning purposes.
  2. The reporting person exercised an employee stock option to purchase 21,697 shares at an exercise price of $0.92 per share.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.309, inclusive. The reporting person undertakes to provide to Sunrise Senior Living, Inc. ("Sunrise"), any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The reporting person exercised an employee stock option to purchase 62,464 shares at an exercise price of $0.92 per share.
  5. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.300015, inclusive. The reporting person undertakes to provide to Sunrise, any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.