Filing Details

Accession Number:
0001209191-12-053235
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-15 16:04:11
Reporting Period:
2012-11-15
Filing Date:
2012-11-15
Accepted Time:
2012-11-15 16:04:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535031 Tumi Holdings Inc. TUMI Leather & Leather Products (3100) 043799139
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547445 Doughty Hanson & Co Iv Ltd C/O Dhc Limited
45 Pall Mall
London X0 SW1Y 5JG
No No Yes No
1547446 Ltd Dhc 45 Pall Mall
London X0 SW1Y 5JG
No No Yes Yes
1547447 Doughty Hanson & Co Iv Nominees Four Ltd C/O Dhc Limited
45 Pall Mall
London X0 SW1Y 5JG
No No Yes No
1547448 Doughty Hanson & Co Iv Nominees One Ltd C/O Dhc Limited
45 Pall Mall
London X0 SW1Y 5JG
No No Yes No
1547449 Doughty Hanson & Co Iv Nominees Two Ltd C/O Dhc Limited
45 Pall Mall
London X0 SW1Y 5JG
No No Yes No
1547450 Ltd Nominees Officer C/O Dhc Limited
45 Pall Mall
London X0 SW1Y 5JG
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-15 2,413,732 $21.10 6,131,982 No 4 S Indirect By Doughty Hanson & Co IV Nominees One Limited
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-15 2,602,728 $21.10 6,612,117 No 4 S Indirect By Doughty Hanson & Co IV Nominees Two Limited
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-15 2,247,526 $21.10 5,709,741 No 4 S Indirect By Doughty Hanson & Co IV Nominees Four Limited
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-15 2,301,185 $21.10 5,846,062 No 4 S Indirect By Officers Nominees Limited
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-15 1,710,804 $21.10 4,344,112 No 4 S Indirect By funds controlled by DHC Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Doughty Hanson & Co IV Nominees One Limited
No 4 S Indirect By Doughty Hanson & Co IV Nominees Two Limited
No 4 S Indirect By Doughty Hanson & Co IV Nominees Four Limited
No 4 S Indirect By Officers Nominees Limited
No 4 S Indirect By funds controlled by DHC Limited
Footnotes
  1. Reflects sales of shares in the secondary offering of common stock of Tumi Holdings, Inc. that closed on November 15, 2012.
  2. Consists of shares held by Doughty Hanson & Co IV Nominees One Limited, Doughty Hanson & Co IV Nominees Two Limited and Doughty Hanson & Co IV Nominees Four Limited, as applicable, as nominee for three English law limited partnerships of which the common general partner is Doughty Hanson & Co IV Limited, which has voting and investment power with respect to the shares held by each such nominee. Doughty Hanson & Co IV Limited is wholly owned by DHC Limited.
  3. Officers Nominees Limited is a company incorporated in England and Wales and is the co-investment vehicle for employees of Doughty Hanson & Co. Officers Nominees Limited is wholly owned by DHC Limited.
  4. Includes shares owned or held by Doughty Hanson & Co IV Nominees Three Limited, Stockwell Fund, L.P., HVB Capital Partners AG, Brederode International s.a.r.l., Uberior Co-Investments Limited and RBSM Capital Limited. Each such entity owns or holds shares amounting to less than 10% ownership in the Issuer.