Filing Details

Accession Number:
0001438588-12-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-15 10:01:59
Reporting Period:
2012-11-13
Filing Date:
2012-11-15
Accepted Time:
2012-11-15 10:01:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791908 Xoma Corp XOMA Pharmaceutical Preparations (2834) 942756657
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416176 John Varian C/O Xoma Corporation
2910 Seventh Street
Berkeley CA 94710
Director And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2012-11-13 4,499 $0.00 4,499 No 4 M Direct
Common Shares Acquisiton 2012-11-13 96,167 $0.00 100,666 No 4 M Direct
Common Shares Disposition 2012-11-14 1,814 $2.56 98,852 No 4 S Direct
Common Shares Disposition 2012-11-14 38,773 $2.56 60,079 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Stock Units Disposition 2012-11-13 4,499 $0.00 4,499 $0.00
Common Shares Restricted Stock Units Disposition 2012-11-13 96,167 $0.00 96,167 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
297,496 2012-11-13 No 4 M Direct
201,329 2012-11-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 9,342 Indirect by 401(k)
Footnotes
  1. These restricted stock units were granted on October 27, 2011 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014.
  2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
  3. These restricted stock units were granted on January 4, 2012 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014.
  4. Shares sold in the open market to satisfy the minimum amount of taxes required to be withhold in connection with the vesting of the shares.