Filing Details
- Accession Number:
- 0001541219-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 19:40:45
- Reporting Period:
- 2012-11-12
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 19:40:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922237 | Enova Systems Inc | ENA | Electronic Components & Accessories (3670) | 953056150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1541219 | Anthony Low-Beer | C/O Scarsdale Equities, Llc 10 Rockefeller Plaza, Suite 720 New York NY 10020 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-11-12 | 1,500,000 | $0.01 | 6,838,000 | No | 4 | S | Indirect | By managed accounts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By managed accounts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000,000 | Indirect | By ALB Private Investments, LLC |
| Common Stock | 2,000,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $0.22 | 2011-12-30 | 2016-12-30 | 2,000,000 | 2,000,000 | Direct |
| Common Stock | Warrants | $0.22 | 2011-12-30 | 2016-12-30 | 1,000,000 | 1,000,000 | Indirect |
| Common Stock | Warrants | $0.22 | 2011-12-30 | 2016-12-30 | 8,250,000 | 8,250,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-12-30 | 2,000,000 | 2,000,000 | Direct |
| 2016-12-30 | 1,000,000 | 1,000,000 | Indirect |
| 2016-12-30 | 8,250,000 | 8,250,000 | Indirect |
Footnotes
- These securities are held by managed accounts, over which the reporting person holds discretionary trading authority and, as a result, may be deemed to be a beneficial owner of these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest thereof.
- The reporting person is the sole beneficial owner of ALB Private Investments, LLC. Mr. Francis A. Mlynarczyk, Jr. is the Manager of ALB Investments, LLC and holds sole voting and investment discretion with respect to the shares owned by ALB Private Investments, LLC.
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