Filing Details
- Accession Number:
- 0000950138-12-000541
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 14:39:12
- Reporting Period:
- 2012-11-12
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 14:39:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 32604 | Emerson Electric Co | EMR | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 430259330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183476 | J Walter Galvin | C/O Emerson Electric Co. 8000 W. Florissant Avenue St. Louis MO 63136 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-11-12 | 35,000 | $50.50 | 21,660 | No | 4 | S | Indirect | Galvin Family Trust |
| Common Stock | Disposition | 2012-11-12 | 154,000 | $0.00 | 0 | No | 5 | J | Indirect | JGM Investors, LP |
| Common Stock | Acquisiton | 2012-11-12 | 154,000 | $0.00 | 175,660 | No | 5 | J | Indirect | Galvin Family Trust |
| Common Stock | Disposition | 2012-11-12 | 144,410 | $0.00 | 29,136 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2012-11-12 | 144,410 | $0.00 | 163,614 | No | 5 | G | Indirect | Spouse |
| Common Stock | Disposition | 2012-11-13 | 9,548 | $0.00 | 19,588 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Galvin Family Trust |
| No | 5 | J | Indirect | JGM Investors, LP |
| No | 5 | J | Indirect | Galvin Family Trust |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Spouse |
| No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 185,127 | Indirect | JGM Investors II, LP |
| Common Stock | 13,223 | Indirect | 401(k) excess plan |
Footnotes
- The Reporting Person disclaims beneficial ownership in the shares held by The Galvin Family Trust that are beneficially owned by his children. See Note 4 for more information regarding The Galvin Family Trust.
- Partnership distribution of 154,000 shares from JGM Investors, LP to The Galvin Family Trust.
- Price is not applicable to acquisitions or dispositions resulting from a distribution of partnership assets or bona fide gifts.
- JGM Investors, LP is a limited partnership of which The Galvin Family Trust and the Reporting Person's spouse are the general partners. The Galvin Family Trust is the controlling general partner of JGM Investors, LP. The Reporting Person's children are the trustees of The Galvin Family Trust and the Reporting Person's spouse and children are the beneficiaries. The Galvin Family Trust has a 99.9% limited partnership interest in JGM Investors, LP. The Reporting Person disclaims beneficial ownership in the shares held by JGM Investors, LP that are beneficially owned by his children.
- Bona fide gift of 144,410 shares from the Reporting Person to the Reporting Person's spouse.
- Bona fide gift by the Reporting Person to the Emerson Directors' and Officers' Charitable Trust.
- JGM Investors II, LP is a limited partnership in which The Galvin Family Trust II has a 99.7% limited partnership interest and the Reporting Person's children each have a 0.10% general partnership interest. The Reporting Person is the trustee of The Galvin Family Trust II and the Reporting Person and the Reporting Person's children are the beneficiaries. The Reporting Person disclaims beneficial ownership in the interests in JGM Investors II, LP that are beneficially owned by his children.
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