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Filing Details

Accession Number:: 0001354488-12-005797
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-13 19:39:25
Reporting Period:: 2012-11-08

Filing Date:: 2012-11-13
Accepted Time:: 2012-11-13 19:39:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054274	Alliqua Inc.	ALQA	Surgical & Medical Instruments & Apparatus (3841)	582349413

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1205074	Richard Rosenblum	19 Horizon Drive Wayne NJ 07470		No	No	No	Yes
1320581	David Stefansky	850 Third Avenue, Suite 1801 New York NY 10022		No	No	No	Yes
1400704	Harborview Master Fund Lp	Harbour House Waterford Drive Po Box 972 Tortola D8 00000		No	No	No	Yes
1492019	Harborview Advisors, Llc	850 Third Avenue, Suite 1801 New York NY 10022	-	Yes	Yes	Yes	No
1492020	Harborview Capital Management, Llc	850 Third Avenue, Suite 1801 New York NY 10022		No	No	No	Yes
1509151	Harborview Value Master Fund, L.p.	850 Third Avenue, Suite 1801 New York NY 10022		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-08	2,500,000	$0.00	24,879,728	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2012-11-08	1,000,000	$0.00	25,879,728	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants (right to buy)	Acquisiton	2012-11-08	2,500,000	$0.00	2,500,000	$0.05
Common Stock	Common Stock Warrants (right to buy)	Acquisiton	2012-11-08	1,000,000	$0.00	1,000,000	$0.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,500,000	2012-11-08	2017-11-08	No	4	A	Indirect
3,500,000	2012-11-08	2017-11-08	No	4	A	Indirect

Footnotes

This statement is jointly filed by and on behalf of each of Harborview Master Fund, L.P. ("Harborview Master Fund"), Harborview Value Master Fund, L.P. ("Harborview Value Fund"), Harborview Advisors, LLC ("Harborview Advisors"), Harborview Capital Management, LLC ("Harborview Management"), Richard Rosenblum and David Stefansky. Harborview Master Fund, Harborview Value Fund, Harborview Management and Messrs. Rosenblum and Stefansky are the record and direct beneficial owners of the securities covered by this statement. Harborview Advisors is the general partner of, and may be deemed to beneficially own securities owned by, each of Harborview Master Fund and Harborview Value Fund. Messrs. Rosenblum and Stefansky are the managing members of, and may be deemed to beneficially own securities owned by, each of Harborview Advisors and Harborview Management.
Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
Includes, prior to the acquisitions reported on this Form 4, (a) 13,227,394 shares of common stock directly beneficially owned by Harborview Value Fund, (b) 2,310,000 shares of common stock directly beneficially owned by Harborview Management, (c) 3,028,571 shares of common stock directly beneficially owned by Mr. Rosenblum and (d) 3,813,763 shares of common stock directly beneficially owned by Mr. Stefansky.
Mr. Stefansky purchased, as part of a private placement transaction on November 8, 2012, 2,500,000 units at a price per unit of $0.05, with each unit consisting of 1 share of common stock and a warrant to purchase 1 share of common stock.
Harborview Value Fund purchased, as part of a private placement transaction on November 8, 2012, 1,000,000 units at a price per unit of $0.05, with each unit consisting of 1 share of common stock and a warrant to purchase 1 share of common stock.