Filing Details

Accession Number:
0001181431-12-058320
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-13 17:19:21
Reporting Period:
2012-11-09
Filing Date:
2012-11-13
Accepted Time:
2012-11-13 17:19:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337272 Sungard Capital Corp NONE Services-Prepackaged Software (7372) 203059890
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214676 L James Mann Sungard Data Systems Inc.
680 East Swedesford Road
Wayne PA 19087
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A-8 Common Stock Disposition 2012-11-09 772,222 $0.02 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A-8 Common Stock Class L Common Stock Disposition 2012-11-09 8,025 $65.03 8,025 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Indirect
Footnotes
  1. Each share of Class L common stock automatically converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration, under the Securities Act of 1933, of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.