Filing Details
- Accession Number:
- 0001140361-12-046749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 13:00:12
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 13:00:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77360 | Pentair Ltd | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189026 | A Charles Haggerty | 5500 Wayzata Blvd., Suite 800 Golden Valley MN 55416 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2012-11-01 | 15,201 | $0.00 | 20,936 | No | 5 | G | Direct | |
| Common Shares | Acquisiton | 2012-11-01 | 15,201 | $0.00 | 88,944 | No | 5 | G | Indirect | By Trust |
| Common Shares | Disposition | 2012-11-06 | 2,936 | $0.00 | 18,000 | No | 5 | G | Direct | |
| Common Shares | Acquisiton | 2012-11-06 | 2,936 | $0.00 | 91,880 | No | 5 | G | Indirect | By Trust |
| Common Shares | Acquisiton | 2012-11-09 | 1,514 | $39.01 | 19,514 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-11-09 | 1,315 | $45.00 | 18,199 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Trust |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Nonqualified Stock Option (right to buy) | Disposition | 2012-11-09 | 1,514 | $0.00 | 1,514 | $39.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-25 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Phantom Stock Units (Deferred Compensation) | $0.00 | 45,504 | 45,504 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 45,504 | 45,504 | Indirect |
Footnotes
- All options are vested and exercisable.
- Phantom stock units convert into common shares on a one-for-one basis.
- Settlement of the remaining phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
Billionaire Hedge Funds
