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Home > Insider Trading > Filing (0001262184-12-000001)

Filing Details

Accession Number:: 0001262184-12-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-13 10:38:53
Reporting Period:: 2012-11-09

Filing Date:: 2012-11-13
Accepted Time:: 2012-11-13 10:38:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
806172	Sono Tek Corp	SOTK	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	141568099

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1262184	Stephen R Harshbarger	Route 22 Pawling NY 12564	President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-09	15,000	$0.62	15,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Sonotek Common Stock	Options	Disposition	2012-11-08	10,000	$0.95	10,000	$0.95
Sonotek Common Stock	Options	Acquisiton	2012-11-08	10,000	$0.61	10,000	$0.61
Sonotek Common Stock	Options	Acquisiton	2012-11-08	50,000	$0.61	50,000	$0.61

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2004-05-19	2014-05-17	No	4	J	Direct
10,000	2012-11-08	2022-11-06	No	4	A	Direct
60,000	2012-11-08	2012-11-06	No	4	A	Direct

Footnotes

Options were cancelled in exchange for new options.
Subject to standard vesting schedule.
Subject to vesting schedule.