Filing Details

Accession Number:
0001206774-12-004509
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-09 19:48:27
Reporting Period:
2012-11-08
Filing Date:
2012-11-09
Accepted Time:
2012-11-09 19:48:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1135030 James Yeh C/O Alliance Fiber Optic Products, Inc.
275 Gibraltar Drive
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-08 300 $10.70 0 No 4 S Direct
Common Stock Disposition 2012-11-09 700 $10.70 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Acquisiton 2012-11-08 300 $6.00 300 $6.00
Common Stock Option (Right to buy Acquisiton 2012-11-09 700 $6.00 700 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300 2009-11-19 2019-10-19 No 4 M Direct
700 2009-11-19 2019-10-19 No 4 M Direct
Footnotes
  1. The total 1,000 (300 plus 700) shares of common stock were granted on October 19, 2009. The option vests as to one thirty-sixth of the shares on October 19, 2009 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.