Filing Details

Accession Number:
0001181431-12-057974
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-09 16:34:36
Reporting Period:
2012-11-07
Filing Date:
2012-11-09
Accepted Time:
2012-11-09 16:34:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311230 Solazyme Inc SZYM Industrial Organic Chemicals (2860) 331077078
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
902449 A Roger Strauch 918 Parker Street
Berkeley CA 94710
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-07 5,000 $7.60 348,775 No 4 P Direct
Common Stock Disposition 2012-10-08 7,833 $0.00 1,210,305 No 5 G Indirect By The Strauch Kulhanjian Family Trust
Common Stock Acquisiton 2012-10-08 7,833 $0.00 304,980 No 5 G Indirect By The Strauch Kulhanjian 2007 Irrevocable Children's Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 5 G Indirect By The Strauch Kulhanjian Family Trust
No 5 G Indirect By The Strauch Kulhanjian 2007 Irrevocable Children's Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 58,019 Indirect By The Emmeline Maeve McPherson Miller Trust
Common Stock 58,019 Indirect By The Cooper Ogden Miller Trust
Common Stock 75,104 Indirect By The DCM Educational Trust
Common Stock 60,000 Indirect The Paul Kulhanjian Strauch 2007 Irrevocable Trust
Common Stock 60,000 Indirect The Nairi Susan Kulhanjian Strauch 2007 Irrevocable Trust
Common Stock 60,000 Indirect The Alexan Kulhanjian Strauch 2007 Irrevocable Trust
Common Stock 3,353,064 Indirect By The Roda Group Investment Fund XIV, LLC
Common Stock 62,033 Indirect By The Roda Group Investment Fund XV, LLC
Common Stock 755,852 Indirect By The Roda Group Investment Fund XVII, LLC
Common Stock 1,518,333 Indirect By The Roda Group Investment Fund XVIII, LLC
Common Stock 727,313 Indirect By The Roda Group Investment Fund XIX, LLC
Common Stock 379,041 Indirect By The Roda Group Investment Fund XX, LLC
Common Stock 20,842 Indirect By The Roda Group Venture Development Co., LLC
Footnotes
  1. The price reflects the weighted average purchase price for shares purchased in the range of $7.585 - $7.60. Full information regarding the number of shares purchased at each separate price available on request.
  2. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
  3. The reporting person and Daniel H. Miller are the managing members of the LLC and share voting and dispositive power over the shares held. The reporting person and Mr. Miller disclaim beneficial ownership of the securities held by the LLC except to each of their pecuniary interest therein.