Filing Details

Accession Number:
0001181431-12-057943
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-09 16:19:27
Reporting Period:
2012-11-09
Filing Date:
2012-11-09
Accepted Time:
2012-11-09 16:19:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000209 Medallion Financial Corp TAXI Finance Services (6199) 043291176
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185920 Jr P Lowell Weicker C/O Medallion Financial Corp.
437 Madison Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-09 100 $11.86 6,400 No 4 P Direct
Common Stock Acquisiton 2012-11-09 100 $11.88 6,500 No 4 P Direct
Common Stock Acquisiton 2012-11-09 200 $11.88 6,700 No 4 P Direct
Common Stock Acquisiton 2012-11-09 1,000 $11.87 8,000 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,200 Indirect See Footnote
Common Stock 300 Indirect See Footnote
Footnotes
  1. Represents shares beneficially owned by the Lowell P. Weicker Estate for Lowell P. Weicker, Jr. of which Mr. Weicker is the income beneficiary.
  2. These shares are held by Bank of New York Mellon Wealth Management in an Individual Retirement Account for the benefit of Mr. Weicker's spouse.
  3. These shares are held by Mr. Weicker's spouse.