Filing Details

Accession Number:
0001181431-12-057821
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-08 21:40:44
Reporting Period:
2012-11-06
Filing Date:
2012-11-08
Accepted Time:
2012-11-08 21:40:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350698 Autonation Inc. AN Retail-Auto Dealers & Gasoline Stations (5500) 731105145
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860585 /Ct P L Partners Rbs 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
923727 Esl Partners, L.p. 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
1126396 Esl Investments Inc 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
1183200 S Edward Lampert 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
1249797 Rbs Investment Management Llc 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1249801 Esl Institutional Partners Lp 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1553668 Spe Master Ii, L.p. 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1553669 Spe Ii Partners, L.p. 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
Transaction Summary
Sold: 249,397 shares Avg. Price: $42.63 Total Value: $10,630,826.47
Number of Shares After Transactions: 4,995,402 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-06 4,285 $43.49 18,580,120 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-06 60,117 $43.49 31,705,477 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-06 3,028 $43.49 2,364,715 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-06 2,355 $43.49 1,838,736 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-06 6,416 $43.49 5,009,984 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-06 8 $43.49 6,436 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 9,562 $42.23 18,570,558 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 134,153 $42.23 31,571,324 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 6,759 $42.23 2,357,956 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 5,255 $42.23 1,833,481 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 14,319 $42.23 4,995,665 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 19 $42.23 6,417 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 170 $43.15 18,570,388 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 2,392 $43.15 31,568,932 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 120 $43.15 2,357,836 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 94 $43.15 1,833,387 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-07 255 $43.15 4,995,410 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-08 5 $42.00 18,570,383 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-08 70 $42.00 31,568,862 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-08 4 $42.00 2,357,832 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-08 3 $42.00 1,833,384 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-08 8 $42.00 4,995,402 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $44.15 to $44.75 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  2. This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), SPE II Partners, LP ("SPE II"), SPE Master II, LP ("SPE Master II"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM") and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE II, SPE Master II, Institutional and CBL Partners, L.P. ("CBL") are the direct beneficial owners of the securities covered by this statement.
  3. RBS is the general partner of each of Partners, SPE II and SPE Master II and may be deemed to beneficially own securities owned by Partners, SPE II and SPE Master II. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. ESL is the general partner of RBS, the general partner of CBL and the manager of RBSIM. ESL may be deemed to beneficially own securities owned by RBS, CBL and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of ESL and may be deemed to beneficially own securities owned by ESL.
  4. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
  5. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
  6. Represents shares directly beneficially owned by Partners.
  7. Represents shares directly beneficially owned by SPE Master II.
  8. Represents shares directly beneficially owned by SPE II.
  9. Represents shares directly beneficially owned by CBL.
  10. Represents shares directly beneficially owned by Institutional.
  11. This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $42.00 to $42.97 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  12. This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $43.00 to $43.25 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.