Filing Details

Accession Number:
0001412665-12-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-08 18:29:56
Reporting Period:
2012-11-08
Filing Date:
2012-11-08
Accepted Time:
2012-11-08 18:29:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412665 Midwestone Financial Group Inc. MOFG State Commercial Banks (6022) 421206172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454768 John Gary Ortale 102 S. Clinton Street
P.o. Box 1700
Iowa City IA 52244-1700
Evp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-08 12 $19.80 9,012 No 4 P Indirect By IRAs
Common Stock Acquisiton 2012-11-08 400 $19.85 9,412 No 4 P Indirect By IRAs
Common Stock Acquisiton 2012-11-08 88 $19.83 9,500 No 4 P Indirect By IRAs
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRAs
No 4 P Indirect By IRAs
No 4 P Indirect By IRAs
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,270 Direct
Common Stock 1,390 Indirect By ESOP
Common Stock 1,500 Indirect By Spousal IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $16.69 2018-04-01 500 500 Direct
Common Stock Employee Stock Option (Right to Buy) $9.34 2019-01-22 500 500 Direct
Common Stock Employee Stock Option (Right to Buy) $7.02 2019-07-16 4,800 4,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-04-01 500 500 Direct
2019-01-22 500 500 Direct
2019-07-16 4,800 4,800 Direct
Footnotes
  1. Shares are held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of November 1, 2012.
  2. The option vests in four equal annual installments beginning on April 1, 2009.
  3. The option vests in four equal annual installments beginning on January 22, 2010.
  4. The option vests in four equal annual installments beginning on July 16, 2010.