Filing Details

Accession Number:
0001144204-12-059661
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-06 13:11:51
Reporting Period:
2012-11-02
Filing Date:
2012-11-06
Accepted Time:
2012-11-06 13:11:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1064015 Ameritrans Capital Corp AMTC () 522102424
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
941883 C Gary Granoff Ameritrans Capital Corp.
50 Jericho Quadrangle
Jericho NY 11753
Managing Director No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
9 3/8% Cumulative Participating Redeemable Preferred Stock Disposition 2012-11-02 500 $6.50 100 No 5 S Indirect See footnotes
Common Stock, $.0001 Par Value Disposition 2012-11-05 11,034 $0.33 127,779 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Indirect See footnotes
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
9 3/8% Cumulative Participating Redeemable Preferred Stock 78 Direct
Common Stock, $.0001 Par Value 16,900 Indirect See footnotes
Common Stock, $.0001 Par Value 261 Indirect See footnotes
Common Stock, $.0001 Par Value 78,584 Indirect See footnotes
Common Stock, $.0001 Par Value 71,979 Indirect See footnotes
Common Stock, $.0001 Par Value 6,000 Indirect See footnotes
Common Stock, $.0001 Par Value 11,937 Indirect See footnotes
Footnotes
  1. The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein as determined in accordance with Rule 16a-2(a)(2) promulgated under the Securities Exchange Act of 1934, as amended.
  2. These shares are held by the Granoff Family Foundation, a charitable foundation of which the reporting person and his two brothers serve as trustees.
  3. These shares are held by GCG Associates Inc., a corporation controlled by the reporting person.
  4. These shares are held by DAPARY Management Corp., a corporation controlled by the reporting person.
  5. These shares are held in the reporting person's IRA or pension accounts.
  6. These shares are held in an irrevocable qualified subchapter S trust for the benefit of the reporting person's son, of which the reporting person is the trustee.
  7. These shares are held by Leslie Granoff, the reporting person's wife.