Filing Details
- Accession Number:
- 0001209191-12-051745
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 16:50:16
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 16:50:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1330421 | Bazaarvoice Inc | BV | Services-Prepackaged Software (7372) | 202908277 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531584 | R. Stephen Collins | C/O Bazaarvoice, Inc. 3900 N. Capital Of Texas Hwy, Suite 300 Austin TX 78746 | President; Ceo; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-01 | 2,500 | $4.86 | 70,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-01 | 2,500 | $12.70 | 67,875 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-01 | 2,500 | $0.00 | 2,500 | $4.86 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-11-04 | 800,000 | $0.00 | 800,000 | $12.60 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-11-04 | 100,000 | $0.00 | 100,000 | $12.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 427,811 | 2020-09-16 | No | 4 | M | Direct | |
| 800,000 | 2022-11-04 | No | 4 | A | Direct | |
| 100,000 | 2022-11-04 | No | 4 | A | Direct |
Footnotes
- Transaction pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported is a weighted average purchase price. The purchase price ranged from $12.52 to $12.80. Reporting Person provided Issuer full information regarding the number of shares purchased at each separate price. Issuer will provide, upon receipt of a request, a copy of this information to the SEC staff or a security holder of the issuer.
- 1/4th of the shares subject to the option vest and become exercisable on September 6, 2011, and 1/48th of the shares subject to the option vest and become exercisable on the corresponding day of each month thereafter.
- 1/4th of the shares subject to the option vest and become exercisable on November 4, 2013, and 1/48th of the shares subject to the option vest and become exercisable on the corresponding day of each month thereafter.
- The option vests based on satisfaction of certain performance criteria to be determined by the board of directors of the issuer.
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