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Filing Details

Accession Number:
0001225208-12-022373
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-05 16:30:17
Reporting Period:
2012-11-01
Filing Date:
2012-11-05
Accepted Time:
2012-11-05 16:30:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350797 Eaton Vance Corp EV Investment Advice (6282) 042718215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245652 G Laurie Hylton Two International Place
Eaton Vance
Boston MA 02110
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Eaton Vance Corp. Non-Voting Common Stock Disposition 2012-11-02 307 $29.17 114,583 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Acquisiton 2012-11-01 20,360 $28.92 20,360 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,360 2022-11-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Voting Trust Receipt 18,623 Direct
Eaton Vance Corp. Non-Voting Common Stock 4,800 Indirect By Custodian For Children
Eaton Vance Corp. Common Stock (Voting) 18,623 Indirect By Voting Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $21.96 2014-11-01 39,800 39,800 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $24.87 2015-11-01 34,300 34,300 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $30.11 2016-11-01 31,100 31,100 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $48.39 2017-11-01 19,200 19,200 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $29.39 2020-11-01 10,340 10,340 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $25.06 2021-11-01 11,180 11,180 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $28.17 2019-11-02 11,440 11,440 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $17.51 2013-11-03 39,800 39,800 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $21.99 2018-11-03 13,400 13,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-11-01 39,800 39,800 Direct
2015-11-01 34,300 34,300 Direct
2016-11-01 31,100 31,100 Direct
2017-11-01 19,200 19,200 Direct
2020-11-01 10,340 10,340 Direct
2021-11-01 11,180 11,180 Direct
2019-11-02 11,440 11,440 Direct
2013-11-03 39,800 39,800 Direct
2018-11-03 13,400 13,400 Direct
Footnotes
  1. These shares were sold to cover the tax liability associated with a restricted stock vesting event.
  2. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  3. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
  4. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  5. Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  6. Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  7. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
  8. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
  9. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
  10. Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
  11. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.