Filing Details
- Accession Number:
- 0001209191-12-051691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 14:33:57
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 14:33:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428952 | G Douglas Hibberd | C/O Solarwinds, Inc. 3711 S. Mopac Expy., Bldg. Two Austin TX 78746 | Evp, Engineering & Gm Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-01 | 9,760 | $4.35 | 69,602 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-01 | 2,025 | $18.87 | 71,627 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-01 | 1,469 | $20.06 | 73,096 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-01 | 3,517 | $28.03 | 76,613 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-01 | 16,771 | $51.06 | 59,842 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-01 | 9,760 | $0.00 | 9,760 | $4.35 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-01 | 2,025 | $0.00 | 2,025 | $18.87 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-01 | 1,469 | $0.00 | 1,469 | $20.06 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-01 | 3,517 | $0.00 | 3,517 | $28.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,472 | 2017-11-14 | No | 4 | M | Direct | |
| 10,801 | 2020-02-25 | No | 4 | M | Direct | |
| 13,218 | 2021-01-04 | No | 4 | M | Direct | |
| 59,791 | 2022-01-04 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $50.84 to $51.25, inclusive. The price reported above reflects the weighted average sale price.The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the range set forth in this footnote.
- 1/4 of the shares vested and became exercisable on November 14, 2008 and 1/48 of the shares vest and become exercisable each month thereafter.
- 1/4 of the shares vested and became exercisable on February 25, 2011 and 1/48 of the shares vest and become exercisable each month thereafter.
- 1/4 of the shares vested and became exercisable on January 4, 2012 and 1/48 of the shares vest and become exercisable each month thereafter.
- 1/60th of the shares vested and became exercisable on February 4, 2012 and 1/60th of the shares vest and become exercisable each month thereafter.
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