Filing Details
- Accession Number:
- 0001181431-12-056626
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 14:16:41
- Reporting Period:
- 2012-11-02
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 14:16:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026921 | B Donald Marron | 9 West 57Th Street, 31St Floor New York NY 10019 | No | No | Yes | No | |
1277195 | Marron & Associates Llc | 9 West 57Th Street, 31St Floor New York NY 10019 | No | No | Yes | No | |
1401516 | Lightyear Fund Ii Lp | 9 West 57Th Street, 31St Floor New York NY 10019 | No | No | Yes | No | |
1478799 | Lightyear Fund Ii Gp Holdings, Llc | 9 West 57Th Street, 31St Floor New York NY 10019 | No | No | Yes | No | |
1478800 | Lightyear Fund Ii Gp, L.p. | 9 West 57Th Street, 31St Floor New York NY 10019 | No | No | Yes | No | |
1494519 | Chestnut Venture Holdings, Llc | 9 West 57Th Street, 31St Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-02 | 28,256 | $12.58 | 13,580,609 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-02 | 142 | $12.58 | 70,268 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Sales made pursuant to a Rule 10b5-1 plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.39 to $12.74, inclusive. The reporting persons undertake to provide to Higher One Holdings, Inc., any security holder of Higher One Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The shares are held directly by Lightyear Fund II, L.P. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is Marron & Associates, LLC. The sole member of Marron & Associates, LLC is Chestnut Venture Holdings, LLC. The managing member of Chestnut Venture Holdings, LLC is Mr. Donald B. Marron.
- The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC.