Home > Insider Trading > Filing (0001181431-12-056492)

Filing Details

Accession Number:: 0001181431-12-056492
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-02 21:43:43
Reporting Period:: 2012-10-31

Filing Date:: 2012-11-02
Accepted Time:: 2012-11-02 21:43:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350698	Autonation Inc.	AN	Retail-Auto Dealers & Gasoline Stations (5500)	731105145

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
860585	/Ct P L Partners Rbs	1170 Kane Concourse Suite 200 Bay Harbor FL 33154	No	No	Yes	No
923727	Esl Partners, L.p.	1170 Kane Concourse Suite 200 Bay Harbor FL 33154	No	No	Yes	No
1126396	Esl Investments Inc	1170 Kane Concourse Suite 200 Bay Harbor FL 33154	No	No	Yes	No
1183200	S Edward Lampert	1170 Kane Concourse Suite 200 Bay Harbor FL 33154	No	No	Yes	No
1249797	Rbs Investment Management Llc	1170 Kane Concourse, Suite 200 Bay Harbor FL 33154	No	No	Yes	No
1249801	Esl Institutional Partners Lp	1170 Kane Concourse, Suite 200 Bay Harbor FL 33154	No	No	Yes	No
1553668	Spe Master Ii, L.p.	1170 Kane Concourse, Suite 200 Bay Harbor FL 33154	No	No	Yes	No
1553669	Spe Ii Partners, L.p.	1170 Kane Concourse, Suite 200 Bay Harbor FL 33154	No	No	Yes	No

Transaction Summary

Sold:	763,507 shares	Avg. Price: $44.25	Total Value: $33,783,737.26
Number of Shares After Transactions:	5,016,400 shares

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2012-10-31	13,527	$44.44	18,613,805	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-10-31	189,792	$44.44	32,178,084	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-10-31	7,435	$44.44	1,857,249	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-10-31	9,561	$44.44	2,388,523	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-10-31	26	$44.44	6,500	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-10-31	20,257	$44.44	5,060,425	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-01	16,839	$44.31	18,596,966	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-01	236,259	$44.31	31,941,825	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-01	9,255	$44.31	1,847,994	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-01	11,902	$44.31	2,376,621	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-01	32	$44.31	6,468	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-01	25,216	$44.31	5,035,209	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	10,902	$43.87	18,586,064	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	152,962	$43.87	31,788,863	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	5,992	$43.87	1,842,002	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	7,706	$43.87	2,368,915	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	21	$43.87	6,447	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	16,326	$43.87	5,018,883	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	1,659	$44.54	18,584,405	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	23,269	$44.54	31,765,594	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	911	$44.54	1,841,091	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	1,172	$44.54	2,367,743	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	3	$44.54	6,444	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-02	2,483	$44.54	5,016,400	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Direct
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Direct
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Direct
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Footnotes

This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $44.15 to $44.75 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), SPE II Partners, LP ("SPE II"), SPE Master II, LP ("SPE Master II"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM") and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE II, SPE Master II, Institutional and CBL Partners, L.P. ("CBL") are the direct beneficial owners of the securities covered by this statement.
RBS is the general partner of each of Partners, SPE II and SPE Master II and may be deemed to beneficially own securities owned by Partners, SPE II and SPE Master II. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. ESL is the general partner of RBS, the general partner of CBL and the manager of RBSIM. ESL may be deemed to beneficially own securities owned by RBS, CBL and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of ESL and may be deemed to beneficially own securities owned by ESL.
The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
Represents shares directly beneficially owned by Partners.
Represents shares directly beneficially owned by SPE II.
Represents shares directly beneficially owned by SPE Master II.
Represents shares directly beneficially owned by Institutional.
Represents shares directly beneficially owned by CBL.
This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $44.20 to $44.55 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $43.40 to $44.39 per Share. This Reporting Person undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $44.40 to $44.72 per Share. The Reporting Person understake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.