Filing Details

Accession Number:
0001181431-12-056345
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-02 16:18:03
Reporting Period:
2012-10-31
Filing Date:
2012-11-02
Accepted Time:
2012-11-02 16:18:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319815 Maxwell Technologies Inc MXWL Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 952390133
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212364 Jose Cortes 9244 Balboa Avenue
San Diego CA 92123
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-31 30,000 $6.28 1,118,424 No 4 P Indirect By Montena, S.A.
Common Stock Acquisiton 2012-11-01 30,000 $6.37 1,148,424 No 4 P Indirect By Motena, S.A.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Montena, S.A.
No 4 P Indirect By Motena, S.A.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,664 Direct
Common Stock 5,000 Indirect By Mother-in-Law
Footnotes
  1. Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.