Filing Details

Accession Number:
0001228051-12-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-02 11:05:50
Reporting Period:
2012-10-31
Filing Date:
2012-11-02
Accepted Time:
2012-11-02 11:05:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790202 First Opportunity Fund Inc FOFI (0) 133341573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228051 C Nicholas Adams 280 Congress Street
Boston MA 02210
Officer Of Investment Adviser No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-31 500 $7.63 712,913 No 4 P Direct
Common Stock Acquisiton 2012-10-31 250 $7.65 713,163 No 4 P Direct
Common Stock Acquisiton 2012-10-31 8,800 $7.67 721,963 No 4 P Direct
Common Stock Acquisiton 2012-10-31 8,050 $7.68 730,013 No 4 P Direct
Common Stock Acquisiton 2012-11-01 8,800 $7.68 738,813 No 4 P Direct
Common Stock Acquisiton 2012-11-01 17,250 $7.71 756,063 No 4 P Direct
Common Stock Acquisiton 2012-11-01 8,800 $7.72 764,863 No 4 P Direct
Common Stock Acquisiton 2012-11-01 8,800 $7.73 773,663 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct