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Home > Insider Trading > Filing (0000091142-12-000074)

Filing Details

Accession Number:: 0000091142-12-000074
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-01 16:57:37
Reporting Period:: 2012-10-31

Filing Date:: 2012-11-01
Accepted Time:: 2012-11-01 16:57:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1111599	W Paul Jones	A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-10-31	168,900	$19.00	324,844	No	4	M	Direct
Common Stock	Disposition	2012-10-31	104,343	$19.00	220,501	No	4	F	Direct
Common Stock	Disposition	2012-10-31	6,000	$0.00	214,501	No	4	G	Direct
Common Stock	Disposition	2012-11-01	64,557	$61.34	149,944	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	G	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2012-10-31	168,900	$0.00	168,900	$19.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
201,500		2019-02-09	No	4	M	Direct

Footnotes

The employee stock options were granted on 02/10/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/09/2010.
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