Filing Details

Accession Number:
0000091142-12-000072
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-01 14:53:08
Reporting Period:
2012-11-01
Filing Date:
2012-11-01
Accepted Time:
2012-11-01 14:53:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236636 J John Kita A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-01 7,200 $23.76 31,532 No 4 M Direct
Common Stock Acquisiton 2012-11-01 13,200 $19.00 44,732 No 4 M Direct
Common Stock Disposition 2012-11-01 16,400 $61.20 28,332 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-11-01 7,200 $0.00 7,200 $23.76
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-11-01 13,200 $0.00 13,200 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,750 2018-02-11 No 4 M Direct
31,550 2019-02-09 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/11/2009.
  2. The employee stock options were granted on 02/9/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/9/2019.