Filing Details

Accession Number:
0001206774-12-004381
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-29 14:50:34
Reporting Period:
2012-10-26
Filing Date:
2012-10-29
Accepted Time:
2012-10-29 14:50:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247278 A David Hubbard C/O Alliance Fiber Optic Products, Inc.
275 Gibraltar Drive
Sunnyvale CA 94089
Executive Vp, Sales, Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-07-26 5,000 $10.00 65,480 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2010.
  2. The total 65,480 shares of common stock included 15,000 shares restricted stock units ("RSUs") granted to David Hubbard on May 6, 2011, whichRSUs vested on May 1, 2013.